Grounded theory

A topic in research methodology

Grounded theory (GT) is one type of strategy (methodology) adopted in research in education and other social sciences. (Note – the term 'grounded theory' can be used to label the methodology, but also to describe the outcome of GT research, i.e. a grounded theory.)


A choice of research strategy should fit the background assumptions underpinning a particular study (see research paradigms):



Nature of grounded theory

"Grounded theory is a set of methods for developing theory using an inductive approach. Developed – or 'discovered' – in sociology, grounded theory is an approach which attempts to provide methods to assure scientific rigour when researchers attempt to understand social phenomena and existing theoretical frameworks are considered inadequate."

Taber, 2014

"Grounded theory (GT) is a difficult methodology for a novice researcher to adopt, especially where an enquiry has a tight timescales. … Despite not being especially suitable for a novice, it is important for all educational researchers to know about this methodology, because:
• it provides a model for interpretivist research which may overcome many of the limitations of much 'qualitative' enquiry;
• it is commonly used as a referent in interpretivist research.

In other words, many studies make references to using approaches 'informed' or inspired by GT…

The reader of such accounts needs to appreciate what is meant by GT research, and to be able to judge whether studies that 'name-check' GT are following the methodology closely enough to be able to claim the recognised benefits of this approach"

Taber, 2013: 102

"Grounded theory methodology…is a specific, highly developed, rigorous set of procedures for producing formal, substantive theory of social phenomena. This approach to the analysis of qualitative data simultaneously employs techniques of induction, deduction, and verification to develop theory. Experience with data generates insights, hypotheses, and generative questions that are pursued through further data generation. As tentative answers to questions are developed and concepts are constructed, these constructions are verified through further data collection."

Schwandt, 2001, p.110

As a specific methodology, grounded theory has a number of features that are characteristic of the GT approach and which should be adopted in rigorous GT studies. (Yet, there are many published studies described by their authors as GT which seem to lack some of these features.)

Grounded theory concepts

"Grounded theory relies on a number of core principles … including emergent research designs that build upon 'theoretical sampling' (i.e. using the analysis of initial data to inform decisions about the next steps in data collection), constant comparison (an iterative approach to analysis that requires repeated revising of data coding intended to ensure analysis that provides best fit to all the data) and theoretical saturation (i.e. only ceasing data collection when further data adds nothing substantive to the theory being developed)."

Taber, 2014

There is a range of key concepts (and associated terminology) associated with GT research.

Source/s cited:

My introduction to educational research:

Taber, K. S. (2013). Classroom-based Research and Evidence-based Practice: An introduction (2nd ed.). London: Sage.