Did Thomas Kuhn make a continuity error?
Keith S. Taber
Would you like to read a science joke?
At least, I think this was intended as a joke:
"A month after his return from Brussels, Poincaré [Henri Poincaré] presented to the French Academy of Sciences the first version of his own detailed proof of the necessity of discontinuity. The full version followed in January 1912, after which date French publication on the quantum, if initially sparse, is nevertheless continuous."
Kuhn, 1978/1887 (emphasis added)
This is from a book on the history of science, and, in particular, one detailing the slow process by which the notion that energy is quantised became established in physics. Quantised, here, means existing as discrete quanta – coming in distinct lumps so to speak – in the way that coinage does, but, say, tap water does not [seem to].
The author, Thomas Kuhn, is most famous for his theory of how science tends to occur within established traditions, so-called paradigms, interrupted by the occasional 'revolutionary' paradigm-shift. At the level of the individual scientist, a paradigm-shift requires the kind of gestalt-switch involved in switching one's perception of an ambiguous image.
An ambiguous figure (Image by ElisaRiva from Pixabay).
"The figure might be seen as two faces (shown in white against a black background). Or the same image (i.e., the same perceptual data) could be seen – that is interpreted – as some kind of goblet or candlestick holder (in black against a white background).
A person can learn to see either version, but not both at the same time. The brain actively organises perception to make sense of the image, and the viewer can force the 'Gestalt-shift' between the two interpretations…."
Taber, 2023, p.197
That is, there is a clear discontinuity in thinking. Understanding the earth in space as one planet among others orbiting a star requires a drastic reorganisation of thinking from seeing the earth as the centre of a universe which all revolves about it. That switch may be the outcome of a lot of deliberation and reflection – but the two paradigms are, Kuhn claimed, incommensurable. That did not mean it was not possible to compare competing paradigms, but rather that each mind-set reflected a particular perspective, and there is no neutral ground that allows a completely objective comparison.
Scientists may only slowly construct a new way of conceptualising a phenomenon or field (Thagard, 1992), but once they have, they can 'see' matters completely differently. Ironically, perhaps, Kuhn suggests that the more historical research reveals the details of how such shifts come about the more the discontinuity can be seen as the outcome of a continuous development in the scientist's thinking,
"…as almost always happens in historical reconstruction, the new narrative is more nearly continuous than its predecessor."
Kuhn, 1984/1987
p.354
So, the paradigm-shift is a kind of quantum jump in thinking. But this discontinuity is also the outcome of a gradual, continuous process. If that seems a contradiction, consider what happens if someone blows up a balloon – in both senses of 'blow up'! Inflating the balloon is a continuous process where the balloon slowly gets larger – until it 'pops'.
A balloon can be inflated to differing degrees – and can be stable at many degrees of inflation as the elastic skin stretches, creating an increasing tension that balances the effect of the increasing (excess) gas pressure inside.
However, the same process that continously inflates the balloon through a sequence of myriad possible stable states eventually leads to an internal pressure greater than the skin can tolerate, and there is a sudden catastrophic shift to a new, quite different, state (i.e., a burst balloon)
(Image by RAHIL GUPTA from Pixabay)
Kuhn was a physicist who become involved in teaching about the history of science at Harvard, and transitioned to become a historian of science. He wrote a book about the Copernican revolution (1957) – the shift from seeing the universe as earth-centred to appreciating that the earth was one subsidiary part of a sun-centred system – but his ideas about science in general progressing through such dramatic shifts were widely criticised. 1
One of the criticisms was that his model only reflected a limited number of examples of developments in physics, and could not be generalised as applying to science as a matter of course. Kuhn had not trained as a historian and his book on the Copernican revolution largely derived from his reading of secondary sources he had used in preparing lectures. (Many valuable books are primarily based on synthesising other secondary sources – but original works of academic history are based on detailed engagement with original sources such as the original scientific publications, as well as letters, diary entries, and the like.)
Kuhn's book on the 'quantum discontinuity' was intended to be serious historical scholarship. It is a detailed and evidenced account of how an idea introduced into physics as a kind of mental trick – if not perhaps a desperate stop-gap measure – slowly become accepted as actually reflecting a key aspect of the fundamental nature of the physical world.2
A second quantum revolution
Yet this was not the first quantum revolution in science. It was already widely accepted that matter was quantised – the apparently continuous nature of an iron bar or a drop of water was understood to reflect the emergence at a perceptible scale of properties that were due to the interactions of myriad tiny discrete parts. (We generally say matter is made up of tiny particles, but these are not like tiny ball bearings, but more like fuzzy concentrations of electrical fields – quanticles.)
Something that everyone today learns in school – about matter comprising of molecules and ions, that are themselves made up of protons, neutrons and electrons – was once a seemingly bizarre and wild conjecture. Even into the Twentieth Century some scientists saw the atomic hypothesis (sic) as only a useful explanatory device which did not offer a realistic description of how the world was actually structured.
Indeed, even today, it is widely considered that one of the most challenging aspects of introductory chemistry is appreciating how models of the structure and properties of matter at the nano-scale of quanticles – ions, molecules, electrons – are used to explain the very different structures and properties of matter at the familiar everyday scale (Taber, 2013).
But scientists came to accept the 'atomic hypothesis' because it explained many phenomena, and proved successful in making predictions – leading to conjectures that could be successfully tested.
The continuous and the discrete
The distinction between what is continuous and what is discrete is generally marked in English in that mass nouns are applied to entities that are seen as continuous. So, at the perceptible scale, air and water are examples of things that are continuous. In English, then, the words 'air' and 'water' are mass nouns rather than count nouns used for countable entities (e.g., coins, chairs, plates, schools).
We can say:
- I need some air
- let's get a little more air
- would you like some water?
- I have drunk too much water
but not (usually)
- I need another air
- let's gets many more airs
- Would you like any waters?
- I have drunk too many waters
(Ironically, in the circumstances, we teach children that air is a mixture of substances comprising discrete molecules, and that water is a substance comprised of a great many molecules that are attracted to each other. So, we can refer to another molecule, or many more molecules, of water!)
- One can do much research ('research' is a mass noun), but one cannot do many research. Although one can undertake many studies ('study 'is a count noun), which amounts to much research.
- A person can be quite sad, or very sad (or not sad at all), but is not said to have fewer sads or more sads (or to have no sads).
- On the other hand, a person may have many books, but not much book. Although we might say the person had much literature (not many literatures).'Book' is a count noun, where 'literature' is a mass noun. Publications (articles, books, chapters, conference papers, posters) are discrete – and both the references cited at the end of an academic work, and the individual scholar's record of publication, take the form of lists.
Of course, language is fluid (so to speak! – like water and air), and can change and become stretched or modified. We now see references to people who have done 'many researches', even if this is not (yet at least) standard use. Whilst, in English, data is plural (some data, many data), and the singular is datum (the datum, a datum) the widespread use of data as a mass noun (much data)3 has led to the respected newspaper The Financial Times giving in to the mob and deciding to use 'data' for 'datum' in future.
"…in the last few weeks something has happened that has shaken our very civilisation and made walls come tumbling down. The Financial Times…has announced that according to their style guide, henceforth 'data' will be a singular noun."
Tim Harford presenting the BBC radio programme/podcast 'More or Less' episode 'Nurses' pay, ambulance times and forgotten female economists' (Released On: 15 Feb 2023)
The quantum theory
When scientists and physics teachers refer to the quantum theory they tend to mean not the quantisation of matter, but of energy. The idea that energy might be quantised seemed counter-intuitive – even if matter came in lumps, energy was not 'stuff' and was surely continuous in nature. Energy was seen to be more like sadness than coinage.
Yet there were problems. The 'ultraviolet catastrophe' referred to how theory suggested that a 'black-body' radiator (an ideal radiator) should emit a spectrum of radiation that showed ever increasing energy output in moving to higher frequencies. That did not happen. This was not just because real radiators could only be expected to approximate to an ideal model – the discrepancy was extreme. A real hot body gave an emission spectrum with a maximum peak, and then decreasing power output at increasing frequencies (lower wavelengths); whereas theory predicted a continuously rising curve. (See the figure below.) Clearly, if hot bodies had been able to radiate with infinite power they would have cooled instantly then no one could have ever made a decent cup of tea. (Although that may not have ben the most serious concern.)
(Image source: By Darth Kule – Own work, Public Domain, wikimedia)
The theoretically derived spectrum was found to be quite well-matched to empirical results obtained at low enough frequencies, but once into the ultraviolet region the predictions and experimental results diverged considerably, and in a way that become even more extreme as frequency increased. Thus the term ultraviolet catastrophe.
For that matter, the simple model of the atom with orbiting electrons did not fit classical theory which predicted that an oscillating electrical charge should emit radiation (and in doing so shift to a lower energy state). These radiating atoms should (on this theory) collapse as electrons spiralled into their nuclei. Moreover, this should also happen on a very short time-scale. Clearly matter did not behave as theory predicted. There was something of a crisis in physics.
Quantum hypotheses
The idea that when matter interacts with radiation there might be restrictions on the magnitude of energy changes involved was first introduced as a kind of mathematical 'fix' to bring the theory into line with the empirical data (plural!) Only slowly did it become accepted that this was not just some mathematical trick, but part of an authentic description of how the universe actually appears to be: when a body absorbs or emits radiation this happens in discrete quanta.
That is, what was invented as a thinking tool, became seen as having significant physical significance,
"…the changed meaning of the quantity h𝜈 from
a mental subdivision of the energy continuum to
a physically separable atom of energy."
Kuhn, 1984/1987 {emphasis added}
When your desk lamp emits radiation the number of quanta involved is enormous, so it seems a continuous process – just as the shade appears to be a continuous lump of material rather than a vast conglomeration of molecules. Our experience of the effect of turning on a lamp is like observing a beach from such a great distance that the sand looks like a continuous entity – even though we know that if we went on the beach and looked very closely we would see the sand comprised of myriad tiny grains. (Tiny on our scale – still enormous on the scale of individual atoms.)
(Image by Marcel from Pixabay)
But in the photoelectric effect, where the absorption of radiation can change the electrical properties of certain materials, it becomes clear that the radiation is not being absorbed as a continuous flow of energy from the radiation field, but as series of discrete events. There is a threshold frequency of light below which the effect does not occur and the radiation has no effect on the electrical properties of the material. No matter how much we turn up the intensity of light, even if we are only just below the threshold frequency, we do not see the photoelectric effect as it relies on the radiation arriving in energy-packets that are individually large enough to have an effect at the atomic level.
Consider two children standing by a garden fence behind which the neighbours are having a wild party. Imagine the brother is just too short to see over the fence, but the sister is slightly taller – above the threshold to see over the fence. The taller child observes the crazy events next door, and the longer she watches, the more she observes. However, the shorter child observes nothing. Even if he stands there for the entire evening, he will not get a glimpse, whereas the taller companion sees something – and so sees more than her brother – even if she gets bored and goes away after just a few minutes.
Albert Einstein explained this as the radiation being comprised of particle-like packets of energy – the photons. Again this was, initially, widely seen as a heuristic, a way of moving research forward – and so putting aside, at least for the time being, a conceptual problem. But over time it came to be understood as something fundamental about the nature of radiation. Light, and other electromagnetic radiation, may have wave-like aspects, but a full description has to account for its particle-like nature as well.
A physics pun?
Kuhn's book on 'Black-Body Theory and the Quantum Discontinuity' is centrally about the way this idea of radiated energy being discontinuous gradually moved
- from being a stop-gap heuristic (i.e., treat energy as quantised for the moment) of the kind scientists often use to allow them to make progress despite a conceptual problem they will need to return to at some point
- (to put an inconsistency into 'quarantine' to use the metaphor suggested by Imre Lakatos)
- to become seen as a fundamental truth about the nature of the universe: energy, in interacting with matter, is quantised.
In this sense, energy is more like coins than sadness– more like studies than research.
And, in physics, studies are generally published in the research literature as 'papers' – reports of research, each described in a discrete and self-contained article.4 The wider literature also includes books and book chapters and conference papers – but these are also all discrete entities, even when they collectively reflect an author's slowly shifting perspective on some topic.
As Kuhn was centrally writing about the transition from radiation understood as something continuous to radiation understood as energy quantised in discrete photons, something discontinuous, he was clearly well aware of this distinction. Indeed, the 'Quantum Discontinuity' of his title was itself a kind of pun, that could refer either
- to how the quantisation physics describes reflects a discontinuous process – or
- to the paradigm shift in understanding among the physics community in accepting quantisation as a physical description.
There was a discontinuity in both developing scientific thinking about the physics, and in the physical nature of the universe itself.
'French publication' was not continuous
"French publication" on the quantum, whether sparse or dense, would have occurred through a sequence of discrete publications (and, so, as distinct events separated in time by intervals). "French publication" on the quantum – however, we might be able to describe these events: infrequent, occasional, regular, sporadic – was not continuous.
Or, perhaps better, French publications on the quantum were not continuous?
Surely, Kuhn would not have slipped-up in this regard? More likely he was deliberately adopting a loose use of 'continuous' as a kind of pun in contrast to the discrete quanta the publications discussed.
Taking a historical overview from a distance of some decades (like viewing the sand on the beach from a passing boat) the flow of publications about quanta might blur into seeming a continuous stream – perhaps this can be seen as a kind of inverse effect to how Kuhn suggests detailed historical scholarship could reveal the gradual, incremental progression in thinking that led to a revolutionary conceptual rupture.
In the history of science, as in the investigation of matter and energy, whether something appears as a continuum or not very much depends upon the scale at which we view and the grain size at which we sample. And much the same has been found in science education research exploring learners' developing ideas (Taber, 2008).
Coda: data are like energy
Dr Beth Malory, a lecturer in English Linguistics at UCL, commenting on the change in house style at The Financial Times referred to above, suggested that a corpus analysis of the occurrence of the word 'data' in accessible published texts indicates that "for most people, data is a mass noun" – that is, in general use people are much more likely to write "data is" instead of the formally correct "a datum is"/"data are". She made the following intriguing comparison,
"Something like energy or air would be a good analogy for it [data]."
Dr Beth Malory interviewed by Tim Harford on the BBC radio programme/podcast 'More or Less' episode 'Reoffending rates, Welsh taxes and the menopause' (Released On: 22 Feb 2023)
I doubt she had in mind that energy and air, like sand, and indeed like data themselves, are – if you investigate them closely enough – quantised.
Work cited
- Kuhn, T. S. (1957) The Copernican Revolution: Planetary Astronomy in the Development of Western Thought. Harvard University Press.
- Kuhn, T. S. (1978/1887) Black-Body Theory and the Quantum Discontinuity, 1894-1912. With a new afterword. The University of Chicago Press.
- Kuhn, T. S. (1984/1887) Afterword: Revisiting Planck, in Black-Body Theory and the Quantum Discontinuity, 1894-1912. With a new afterword. The University of Chicago Press.
- Taber, K. S. (2008). Conceptual Resources for Learning Science: Issues of transience and grain-size in cognition and cognitive structure. International Journal of Science Education. 30 (8), pp.1027-1053. doi: 10.1080/09500690701485082
- Taber, K. S. (2013). Revisiting the chemistry triplet: drawing upon the nature of chemical knowledge and the psychology of learning to inform chemistry education. Chemistry Education Research and Practice, 14(2), 156-168..doi: 10.1039/C3RP00012E [Free access]
- Taber, K. S. (2023). Educational Psychology. In B. Akpan, B. Çavaş, & T. Kennedy (Eds.), Contemporary Issues in Science and Technology Education (pp. 193-207). Springer/ICASE.
- Thagard, P. (1992). Conceptual Revolutions. Oxford: Princeton University Press.
Notes
1 For scholars in the humanities, being widely criticised is not to be understood as an entirely negative thing. Primarily, it means people have noticed your work, and they think it is significant enough to be challenged: so many scholars would think that being widely criticised is to be welcomed! For that matter, having other scholars publish work criticising your scholarship can be a justification for seeking to publish a response to their criticisms and, so, an opportunity for developing and further disseminating your own ideas.
This might be seen as the academic equivalent of Oscar Wilde's quip that
the only thing worse than being talked about, was not being talked about!
2 Another example of a 'fudge factor come good' might be the 'cosmological constant' that Albert Einstein introduced into his theories to give the equations a form that fitted the assumed nature of the universe. Einstein later considered this his greatest blunder – but other physicists have found ways to interpret the cosmological constant as relating to important, observable features of the universe.
3 I suspect, often, data is actually being used as a collective noun (akin to the committee, the council, the population {nouns which refer to a (singular) group of people}; the swarm, the herd, the flock, the shoal, etc.), where 'the data' refers to the particular 'data set' ('dataset') being discussed.
4 Contributions to the literature are expected to build upon, and cite, existing work in a field – but each research report should set out a coherent and complete, self-contained argument to support its conclusions.
