Beware of phantom metaphors

Of undead trees, silent genes and chaperone proteins


Keith S. Taber


These zombie metaphors become (like a neutron star) 'undead' as they pass from the expert's text to the novice's mind. They are phantom metaphors in the sense that they will manifest as 'living' metaphors to the uninitiated even though the expert user knows they have been put to death.

…the novice or non-specialist has no way of knowing what is the refined meaning and what is just semantic residue.


I have become a little obsessed with the figurative language used to explain science. Science often involves quite abstract ideas, which – by definition, being abstract – do not directly relate to familiar concrete objects and experiences. Learning theory suggests that to make good sense of new information, we need to relate it existing mental resources (existing knowledge and understanding; familiar experiences or images, and so forth).

This implies a paradox (indeed this is related to a traditional puzzle known as 'the learning paradox'):

  • we can only make sense of things we can relate to in terms of past experience
  • the science curriculum sets out a large number of abstract ideas that do not directly relate to the everyday experience of most people

We are all familiar with green plants, and may know from practical experience that they need light and moisture, but that direct everyday, phenomenal, experience is some way from the abstract concept of photosynthesis. This point could be repeated regarding any number of other ideas met in science courses: magnetic hysteresis, p-orbitals, electron spin, genomes, metabolism, uniform electrical fields, electronegativity…

Now, perhaps any science teachers or scientists who read that passage may feel I am exaggerating – they can no doubt readily bring to mind images representing hysteresis and fields and genomes, and equations for photosynthesis with chemical formulae, and the values electron spin can take (±1/2, obviously). These things will be familiar and can be readily represented in 'working memory' (where we undertake deliberate thinking), so to be applied or mentipulated in various ways. But that is a result of the familiarity of expertise built up over a good deal of time. Sure, I can bring to mind a representation of a double bond or a methane molecule or the earth's magnetic field as easily as I can bring to mind an image of a table or a bus or a blackbird. This is useful for a science educator, but is also a potential barrier to putting oneself in the place of a novice learner.

A key is that "the science curriculum sets out a large number of abstract ideas that do not directly relate to the everyday experience of most people". And teachers, and other science communicators (such as journalists and science writers) can address this in two ways.

The best response, when possible, is to provide experiences (through demonstrations and practical activities) that motivate the concepts to be learnt. By motivate, I mean that this experience provides a recognised need for the explanations (as well as associated technical terminology) to make sense of the experiences. Practical work in science classes can be used in various ways, and rather than teach students about some theory, and then demonstrate it, it may be possible to offer experiences which raise questions and wonderment that will give the explanations 'epistemic relevance' (Taber, 2015). The learner will not just be learning about concept X because it is in a syllabus, but because they want to know why Y happened. Now that may seem idealistic – but most children start curious (perhaps before the routine nature of formal education somewhat dulls this) and it is something to aim for.

But of course some things are too slow, too fast, too big, or too small (or too dangerous or too expensive) to bring into the classroom. One cannot* teach the big bang by giving learners a direct experience which will lead to them asking questions that can be satisfactory answered by introducing the canonical scientific account. (* Perhaps I am wrong – if so, I would like to see ther lesson plan.)

Tools for making the unfamiliar familiar

So, the other approach to 'making the unfamiliar familiar' needs to be indirect, perhaps with videos and simulations and models which represent the inaccessible experiences – supported by (and where those tools are not available, through) a narrative where the teacher talks new entities into existence in a learner's 'mind (Lemke, 1990).

Important tools here are analogies where the learner is told that the unknown 'X' is in some ways a bit like the very familiar 'A'. There are a great many examples of analogies used in explaining science. Here are just a few:

(Many more examples of analogies can be hound here)

Now analogies (like models more generally) are never perfect. X is like A in some ways, but in other ways X is not at all like A. (Otherwise, an X would be an A, and so no more familiar than what is being introduced.) This imperfect mapping does not matter because the use of analogy is not just (i) saying 'X' is in some ways a bit like 'A', as having established that anchor in the learner's prior experience, the teacher develops the comparison by exploring with the learners (ii) the ways in which the two things are alike and (iii) the ways they are not alike, and so starts to build up the learner's familiarity with the nature and properties of X.

"…for effective use of teaching analogies:

  •  carefully analyse the analogy in advance and be confident that the analogy, and, in particular, the features of the positive analogy that are useful for teaching, are indeed already familiar to learners in the class;
  •  be explicit about the use of the analogy as a tool, a kind of model or device for generating conjectures to think about;
  •  be very explicit about the structural features being mapped across, so it is very clear which features of the analogue are being drawn upon to introduce the target knowledge
  • explore aspects of the negative analogy that could mislead learners (perhaps invite learners to consider other features of the analogue and suggest aspects that may or may not transfer);
  •  consider the analogy as part of a scaffolding strategy – an interim support to be withdrawn as soon as it is no longer needed as learners are comfortable with the target concept."

(Taber, 2024)

A weaker technique than analogy is simile: simply pointing out that X is like A. This is clearly not going to do the work of an analogy, as when introducing a whole new theoretical concept, but has a role 'in passing' when pointing out some single feature or function.

Simile is widely used in communicating science. There are descriptive similes that tell us that something unfamiliar physically resembles something familiar ('lacework', 'bristle-like', 'like a boat') : this technique was widely used by naturalists in describing things they observed, such as novel species, and was especially valuable before the invention of photography. Contemporary science communicators also commonly make use of this technique with more abstract comparisons to functions and properties rather than just appearance:

(Many more examples can be found here.)

Metaphorical mystery

Now metaphor is like simile, except that the comparison is implicit. That is, consider the difference between saying:

  • a mitochondrion is like the engine room of a cell; and
  • a mitochondrion is the engine room of a cell;

As in the simile, the user does not go on to explain how the mitochondria may be understood in this way (which would constitute an analogy) and so the audience is required to do some work (so similes should only be used in teaching when the teacher is confident meanings are obvious to the learners). But with the metaphor the audience has to first even recognise there is a comparison being made, as this is not explicit. After all,the following two propositions have parallel structures:

  • 'a mitochondrion is the engine room of a cell'
  • 'a headteacher is the professional leader of a school staff'

In one case identity is intended (a headteacher IS the professional leader of a school staff), but in the other case there is only a figurative identity: a mitochondrion is not an engine room (even if that could be the basis of an analogy that could be productively explored). So, I advise teachers to avoid metaphor in their explanations, and to always make it clear they are using a comparison. It may seem obvious that a tiny organelle is not (and cannot be) the same thing as the engine room in a ship; but why add to the learner's task in making sense of teaching by adding the need for an extra stage of interpretation that could be avoided?

Manifold metaphors

That said, metaphors are very common in science communication. Here are just a few examples of many I have collected.

(Many more examples can be found here.)

Perhaps we should not be surprised at metaphors being so ubiquitous because metaphor is a core feature of language. They are so commonplace that we do not always consciously notice them, but can often simply read or listen straight past them. Even if we notice there is a metaphor in a text, where it is successful we immediately grasp the meaning and so it aids understanding rather than confounding it. I am hoping that my use of the metaphor 'anchor', above, worked that way. You may have spotted it was a metaphor – but I hope you did not have to stop reading and puzzle out what I meant by it in that context.


anchor image

An anchor (Image by Tanya from Pixabay) but what has this got to do with meaningful learning?


In particular, language often develops by metaphor. So a term that is used initially as a metaphor, sometimes get taken up and repeated to such an extent that some decades later it is treated as a conventional meaning for a term and no longer considered a metaphor. Thus the language grows. So 'charge', in 'electrical charge', was initially a metaphor, an attempt to describe something new in terms of something already familiar (the charge that needed to be placed in a firearm ready for the next shot) but is not considered so now. Sometimes the 'new' meaning comes to exist alongside the original as a kind of homonym (as separate meanings – as with the word 'bank' when referring to a river bank and a financial institution), and sometimes the original meaning falls out of use (as few people use firearms today, and even fewer charge them with shot and gun powder before use).

So, terms that are at one time metaphorical can become 'literal' over time, and these are sometimes called dead metaphors. They are also known as historical or frozen metaphors. The latter term appeals (although it is a metaphor, of course! – words do not actually freeze) because it suggests a change of state that may take some time. That is, there are active metaphors, and frozen metaphors, and then some 'freezing metaphors' that are beginning to be widely understood directly without being understood as figurative, but where this transformation is not yet complete.

I am sure there are plenty of terms that are in common use in the language where, if people were asked, some, but not all, would recognise them as metaphorical (dying metaphors? freezing metaphors?) – and where perhaps decade-on-decade repeat surveys would show some of these had died/frozen, while new metaphors were appearing, becoming widely used, and slowly starting to solidify.

At the risk of pushing an analogy too far, we might note that the state of a sample of a substance depends on the conditions (there are no ice sheets over the Caribbean islands), so if we extend this freezing metaphor, might we find metaphors that have frozen in some environments but are still fluid in other conditions?

Zombie metaphors?

Actually, I think this is likely very common in technical fields like the sciences. I have written here about some of the language used by astronomers when discussing the births, life-cycles and deaths of stars.

The passing of stars (Birth, death, and afterlife in the universe)

The complicated social lives of stars – Stealing, escaping, and blowing-off in space

Clearly these terms were introduced metaphorically. But now they are treated as if technical terms – so, now, stars really do get born, and really do die because these terms now refer to what actually happens to stars, rather than just to processes that had some similarity to what happened to stars.

I think this is potentially problematic from an educational perspective, as the novice who reads a popular astronomy book or listens to a podcast or hears a news report where stars are said to be born, live out their long lives, and die, is unfamiliar with the astronomical processes labelled in this way, and can only understand these terms metaphorically by reference to how familiar living [sic, non-figuratively living] things are born, live, and die. A pet dog that dies is no longer around, but a large star that 'dies' in a supernova explosion may then live on as a neutron star – a bit like some phoenix that rises from the funeral ashes to be reborn.


This is a mosaic image, one of the largest ever taken by NASA's Hubble Space Telescope, of the Crab Nebula, a six-light-year-wide expanding remnant of a star's supernova explosion.

Reincarnation? The Crab Nebula as seen by the Hubble Space Telescope (HST). The Nebula is a Supernova Nebula — One formed from a supernova which left a millisecond pulsar at its center. So was the explosion the death of as star – or was it just a transition to a new phase of the star's life cycle?

(Source, Wikimedia commons; Original source Hubble images due to NASA, STSci, ESA.)


I am not suggesting that people will be generally confused about heavenly bodies being actually alive (even if for many centuries they were widely assumed to be so – many people seem to have thought stars and planets are living beings like humans), but because – for the experts 'born', 'live', 'die' are no longer metaphors – they may be are used without awareness of how a novice may struggle to fully appreciate their 'technical' implications.

So, in a sense, these metaphors become 'undead' (like the neutron star?) as they pass from the expert's text to the novice's mind. They are phantom metaphors in the sense that they will manifest as 'living' metaphors to the uninitiated even though the expert user knows they have (through habitual use) been put to death.

Not just out of this world…

I suspect that there are zombie metaphors in use not just in astronomy, but in many technical fields. This means that any of us who are reading 'out of specialism' are likely to mistake phantoms for live metaphors even when an author or speaker is using a term non-figuratively with a meaning that has long ago solidified in that specific discourse environment.

When a pure substance freezes it may exclude impurities. So, for example, a sample of sea water will start to freeze, and the ice forming will exclude the salts dissolved in the water (so the salt concentration in the remaining solution increases). When a metaphor freezes to become a technical term it retains the aspect of the comparison that were originally intended figuratively, but not other features that are not relevant – they get 'frozen out' so to speak. The expert has in mind the 'purified' meaning, and does not bring unintended associations to mind. But the non-specialist has no way of knowing what is the refined meaning and what is just semantic residue.

Figuring out erythrocytes…

Consider, for example, a textbook chapter entitled "Anemias, Red Cells, and the Essential Elements of Red Cell Homeostasis" (Benz, 2018). This chapter uses a range of figures of speech to help communicate technical ideas. Some of these can be glossed:

There are also a couple of places where phrasing might be seen to move beyond simple metaphor to anthropomorphism: that is, writing that seems to imply non-sentient entities have preferences and desires or act after conscious deliberation:

The chapter also refers to the proteins known as Ankyrin. This is a technical term of course. A review article relates that

"Ankyrin is a binding protein linking structural proteins of the cytoplasm to spectrin, a protein present in the membrane cytoskeleton in human erythrocytes that functions as an anchoring system to provide resistance to shear stress."

Caputi & Navarra, 2020

Indeed, ankyrin gets it's name from the Greek word for anchor. So ankyrin is not a metaphor, but derives its name metaphorically in relation to its perceived function.


Ribbon diagram of a fragment of the membrane-binding domain of human erythrocytic ankyrin (left-hand image, from Wikipedia commons), member of a class of proteins named after an anchor (right-hand image).


But I also noticed a number of other terms which manifested as metaphors, but which I do not think would be considered metaphors by specialists. In the field, they would be dead metaphors, but to a novice they might appear as phantoms, assumed to be meant metaphorically:

  • chaperone proteins: assembly of hemoglobin from newly synthesized globin chains requires the presence of chaperone proteins
  • cross-talk: there is little or no direct 'cross talk' between the α-like and β-like gene clusters
  • don't eat me signals: membrane protein CD47 is known to be a 'don't eat me' signal
  • membrane leaflets: phosphatidyl serine is largely confined to the inner leaflet of the lipid bilayer
  • silent genes: globin genes are completely silent in all other tissues
  • vascular trees; red cells must be able to resist adherence to the walls of the vascular tree

These can seem to be figures of speech, with the fluid quality of offering the reader the creative act of deciding which properties to transfer across from the metaphor/simile: but actually are all widely used terms in the field, and so actually have definite 'frozen' meanings. A vascular tree has branches (and twigs) but no leaves or fruits.

Perhaps there is not too much potential here to confuse readers (especially given the intended readership for this particular text would be professional / graduate), but it does reinforce the idea that communicating science is a challenge when not only, as is often noted, so much of the language of science texts is technical; but a lot of technical terms are dead metaphors: with frozen meanings that have the potential to melt back to life, and invite more fluid interpretations from learners.


Work cited:
  • Benz, Edward J. (2018) Anemias, red cells, and the essential elements of red cell homeostasis, in Edward J. Benz, Nancy Berliner, & Fred J. Schiffman, Anemia. Pathophysiology, Diagnosis, and Management, Cambridge University Press, 1-13.
  • Caputi, Achille Patrizio & Navarra, Pierluigi (2020) Beyond antibodies: ankyrins and DARPins. From basic research to drug approval. Current Opinion in Pharmacology, 51, April 2020, pp.93-101.
  • Lemke, Jay L. (1990) Talking Science: Language, Learning, and Values, Bloomsbury Academic.
  • Taber, K. S. (2015) Epistemic relevance and learning chemistry in an academic context. In I. Eilks & A. Hofstein (Eds.), Relevant Chemistry Education: From Theory to Practice (pp. 79-100). Sense Publishers. [Download chapter]
  • Taber, Keith S. (2024) Chemical pedagogy. Instructional approaches and teaching techniques in chemistry. Royal Society of Chemistry. [Download Chapter 1]

The passing of stars

Birth, death, and afterlife in the universe


Keith S. Taber


stars are born, start young, live, sometimes living alone but sometimes not, sometimes have complicated lives, have lifetimes, reach the end of their lives, and die, so, becoming dead, eventually long dead; and, indeed, there are generations of stars with life cycles


One of the themes I keep coming back to here is the challenge of communicating abstract scientific ideas. Presenting science in formal technical language will fail to engage most general audiences, and will not support developing understanding if the listener/reader cannot make good sense of the presentation. But, if we oversimplify, or rely on figures of speech (such as metaphors) in place of formal treatments of concepts, then – even if the audience does engage and make sense of the presentation – audience members will be left with a deficient account.

Does that matter? Well, often a level of understanding that provides some insight into the science is far better than the impression that science is so far detached from everyday experience that it is not for most people.

And the context matters.

Public engagement with science versus science education

In the case of a scientist asked to give a public talk, or being interviewed for news media, there seems a sensible compromise. If people come away from the presentation thinking they have heard about something interesting, that seems in some way relevant to them, and that they understood the scientist's key messages, then this is a win – even if it is only a shift to an over-simplified account, or an understanding in terms of a loose analogy. (Perhaps some people will want to learn more – but, even if not, surely this meets some useful success criterion?)

In this regard science teachers have a more difficult job to do. 1 The teacher is not usually considered successful just because the learners think they have understood teaching, but rather only when the learners can demonstrate that what they have learnt matches a specified account set out as target knowledge in the curriculum. This certainly does not mean a teacher cannot (or should not) use simplification and figures of speech and so forth – this is often essential – but rather that such such moves can usually only be seen as starting points in moving learners onto temporary 'stepping stones' towards creditable knowledge that will eventually lead to test responses that will be marked correct.


An episode of 'In Our Time' on 'The Death of Stars'
"The image above is of the supernova remnant Cassiopeia A, approximately 10,000 light years away, from a once massive star that died in a supernova explosion that was first seen from Earth in 1690"

The Death of Stars

With this in mind, I was fascinated by an episode of the BBC's radio show, 'In Our Time' which took as its theme the death of stars. Clearly, this falls in the category of scientists presenting to a general public audience, not formal teaching, and that needs to be borne in mind as I discuss (and perhaps even gently 'deconstruct') some aspects of the presentation from the perspective of a science educator.

The show was broadcast some months ago, but I made a note to revisit it because I felt it was so rich in material for discussion, and I've just re-listened. I thought this was a fascinating programme, and I think it is well worth a listen, as the programme description suggests:

"Melvyn Bragg and guests discuss the abrupt transformation of stars after shining brightly for millions or billions of years, once they lack the fuel to counter the force of gravity. Those like our own star, the Sun, become red giants, expanding outwards and consuming nearby planets, only to collapse into dense white dwarves. The massive stars, up to fifty times the mass of the Sun, burst into supernovas, visible from Earth in daytime, and become incredibly dense neutron stars or black holes. In these moments of collapse, the intense heat and pressure can create all the known elements to form gases and dust which may eventually combine to form new stars, new planets and, as on Earth, new life."

https://www.bbc.co.uk/sounds/play/m0018128

I was especially impressed by the Astronomer Royal, Professor Martin Rees (and not just because he is a Cambridge colleague) who at several points emphasised that what was being presented was current understanding, based on our present theories, with the implication that this was open to being revisited in the light (sic) of new evidence. This made a refreshing contrast to the common tendency in some popular science programmes to present science as 'proven' and so 'certain' knowledge. That tendency is an easy simplification that distorts both the nature and excitement of science.

Read about scientific certainty in the media

Presenter Melvyn Bragg's other guests were Carolin Crawford (Emeritus Member of the Institute of Astronomy, and Emeritus Fellow of Emmanuel College, University of Cambridge) and Mark Sullivan (Professor of Astrophysics at the University of Southampton).

Public science communication as making the unfamiliar familiar

Science communicators, whether professional journalists or scientists popularising their work, face similar challenges to science teachers in getting across often complex and abstract ideas; and, like them, need to make the unfamiliar familiar. Science teachers are taught about how they need to connect new material with the learners' prior knowledge and experiences if it is to make sense to the students. But successful broadcasters and popularisers also know they need to do this, using such tactics as simplification, modelling, metaphor and simile, analogy, teleology, anthropomorphism and narrative.

There were quite a few examples of the speakers seeking to make abstract ideas accessible to listeners in such ways in this programme. However, perhaps the most common trope was one set up by the episode title, and one which could very easily slip under radar (so to speak). In this piece I examine the seemingly ubiquitous metaphor (if, indeed, it is to be considered a metaphor!) of stars being alive; in a sequel I discuss some of the wide range of other figures of speech adopted in this one science programme.

Science: making the familiar, unfamiliar?

If when working as a teacher I saw a major part of my work as making the unfamiliar familiar to learners, in my research there was a sense in which I needed to make the familiar unfamiliar. Often, the researcher needs to focus afresh on the commonly 'taken-for-granted' and to start to enquire into it as if one does not already know about it. That is, one needs to problematise the common-place. (This reflects a process sometimes referred to as 'bracketing'.)

To give one obvious example. Why do some students do well in science tests and others less well? Obviously, because some learners are better science students than others! (Clearly in some sense this is true – but is it just a tautology? 2) But one clearly needs to dig into this truism in more detail to uncover any insights that would actually be useful in supporting students and improving teaching!

The same approach applies in science. We do not settle for tautologies such as fire burns because fire is the process of burning, or acids are corrosive because acids are the category of substances which corrode; nor what are in effect indirect disguised tautologies such as heavy objects fall because they are largely composed of the element earth, where earth is the element whose natural place is at the centre of the world. (If that seems a silly example, it was the widely accepted wisdom for many centuries. Of course, today, we do not recognise 'earth' as a chemical element.)

I mention this, because I would like to invite readers to share with me in making the familiar unfamiliar here – otherwise you could easily miss my point.

"so much in the Universe, and much of our understanding of it, depends on changes in stars as they die after millions or billions of stable years"

Tag line for 'the Death of Stars'

The lives of stars

The episode opens with

"Hello. Across the universe, stars have been dying for millions of years…

Melvyn Bragg introducing the episode

The programme was about the death of stars – which directly implies stars die, and, so, also suggests that – before dying – they live. And there were plenty of references in the programme to reinforce this notion. Carolin Crawford suggested,

"So, essentially, a star's life, it can exist as a star, for as long as it has enough fuel at the right temperature at the right density in the core of the star to stall the gravitational collapse. And it is when it runs out of its fuel at the core, that's when you reach the end of its lifetime and we start going through the death processes."

Prof. Carolin Crawford talking on 'In Our Time'

Not only only do stars have lives, but some have much longer lives than others,

"…more massive stars can … build quite heavy elements at their cores through their lifetimes. And … they actually have shorter lifetimes – it is counter-intuitive, but they have to chomp through their fuel supply so furiously that they exhaust it more rapidly. So, the mass of the star dictates what happens in the core, what you create in the core, and it also determines the lifetime of the star."

"The mass of the star…determines the lifetime of the star….
our sun…we reckon it is about halfway through its lifetime, so stars like the sun have lifetimes of 10 billions years or so…"


Prof. Carolin Crawford talking on 'In Our Time'

This was not some idiosyncratic way that Professor Crawford had of discussing stars, as Melvyn's other guests also used this language. Here are some examples I noted:

  • "this is a dead, dense star" (Martin Rees)
  • "the lifetime of a stable star, we can infer the … life cycles of stars" (Martin Rees)
  • "stars which lived and died before our solar system formed…stars which have more complicated lives" (Martin Rees)
  • "those old stars" (Martin Rees)
  • "earlier generations of massive stars which had lived and died …those long dead stars" (Martin Rees)
  • "it is an old dead star" (Mark Sullivan)
  • "our sun…lives by itself in space. But most stars in the universe don't live by themselves…" (Mark Sullivan)
  • "two stars orbiting each other…are probably born with different masses" (Mark Sullivan)
  • "when [stars] die" (Mark Sullivan)
  • "when [galaxies] were very young" (Martin Rees)
  • "stars that reach the end point of their lives" (Carolin Crawford )
  • "a star that's younger" (Martin Rees)

So, in the language of astronomy, stars are born, start young, live; sometimes living alone but sometimes not, sometimes have complicated lives; have lifetimes, reach the end of their lives, and die, so, becoming dead, eventually long dead; and, indeed, there are generations of stars with life cycles.


The processes that support a star's luminosity come to an end: but does the star therefore die?

(Cover art for the Royal Philharmonic Orchestra's recording of David Bedford's composition Star's End. Photographer: Monique Froese)


Are stars really alive?

Presumably, the use of such terms in this context must have originally been metaphorical. Life (and so death) has a complex but well-established and much-discussed meaning in science. Living organisms have certain necessary characteristics – nutrition, (inherent) movement, irritability/sensitivity, growth, reproduction, respiration, and excretion, or some variation on such a list. Stars do not meet this criterion. 3 Living organisms maintain a level of complex organisation by making use of energy stores that allow them to decrease entropy internally at the cost of entropy increase elsewhere.

Animals and decomposers (such as fungi) take in material that can be processed to support their metabolism and then the 'lower quality' products are eliminated. Photosynthetic organisms such as green plants have similar metabolic processes, but preface these by using the energy 'in' sunlight to first facilitate endothermic reactions that allow them to build up the material used later for their mortal imperative of working against the tendencies of entropy. Put simply, plants synthesise sugar (from carbon dioxide and water) that they can distribute to all their cells to support the rest of the metabolism (a complication that is a common source of alternative conceptions {misconceptions} to learners 4).

By contrast, generally speaking, during their 'lifetimes', stars only gain and lose marginal amounts of material (compared with a 70 kg human being that might well consume a tonne of food each year) – and do not have any quality control mechanism that would lead to them taking in what is more useful and expelling what is not.

As far as life on earth is concerned, virtually all of that complex organisation of living things depends upon the sun as a source of energy, and relies on the process by which the sun increases the universe's entropy by radiating energy from a relatively compact source into the diffuse vastness of space. 4 In other words, if anything, a star like our sun better reflects a dead being such as a felled tree or a zebra hunted down by a lion, providing a source of concentrated energy for other organisms feeding on its mortal remains!

Are the lives and deaths of stars simply pedagogical devices?

So, are stars really alive? Or is this just one example of the kind of rhetorical device I referred to above being adopted to help make the abstract unfamiliar becomes familiar? Is it the use of a familiar trope employed simply to aid in the communication of difficult ideas? Is this just a metaphor? That is,

  • Do stars actually die, or…
  • are they only figuratively alive and, so, only suffer (sic) a metaphorical death?

I do not think the examples I quote above represent a concerted targeted strategy by Professors Crawford, Rees and Sullivan to work with a common teaching metaphor for the sake of Melvyn and his listeners: but rather the actual language commonly used in the field. That is, the life cycles and lifetimes of stars have entered into the technical lexicon of the the science. If so, then stars do actually live and die, at least in terms of what those words now mean in the discipline of astronomy.

Gustav Strömberg referred to "the whole lifetime of a star" in a paper in the The Astrophysical Journal as long ago as 1927. He did not feel the need to explain the term so presumably it was already in use – or considered obvious. Kip Thorne published a paper in 1965 about 'Gravitational Collapse and the Death of a Star". In the first paragraph he pointed out that

"The time required for a star to consume its nuclear fuel is so long (many billions of years in most cases) that only a few stars die in our galaxy per century; and the evolution of a star from the end point of thermonuclear burning to its final dead state is so rapid that its death throes are observable for only a few years."

Thorne, 1965, p.1671

Again, the terminology die/death/dead is used without introduction or explanation.

He went on to refer to

  • deaths of stars
  • different types of death
  • final resting states

before shifting to what a layperson would recognise as a more specialist, technical, lexicon (zero point kinetic energy; Compton wavelength of an electron; neutron-rich nuclei; photodistintegration; gravitational potential energy; degenerate Fermi gas; lambda hyperons; the general relativity equation of hydrostatic equilibrium; etc.), before reiterating that he had been offering

"the story of the death of a star as predicted by a combination of nuclear theory, elementary particle theory, and general relativity"

Thorne, 1965, p.1678

So, this was a narrative, but one intended to be fit for a professional scientific audience. It seems the lives and deaths of stars have been part of the technical vocabulary of astronomers for a long time now.

When did scientists imbue stars with life?

Modern astronomy is quite distinct from astrology, but like other sciences astronomy developed from earlier traditions and at one time astronomy and astrology were not so discrete (an astronomical 'star' such as Johannes Kepler was happy to prepare horoscopes for paying customers) and mythological and religious aspects of thinking about the 'heavens' were not so well compartmentalised from what we would today consider as properly the realm of the scientific.

In Egyptian religion, Ra was both a creative force and identified with the sun. Mythology is full of origin stories explaining how the stars had been cast there after various misadventures on earth (the Greek myths but also in other traditions such as those of the indigenous North American and Australian peoples 5) and we still refer to examples such as the seven sisters and Orion with the sword hanging in his belt. The planets were associated with different gods – Venus (goddess of love), Mars (the god of war), Mercury (the messenger of the gods), and so on.6 It was traditional to refer to some heavenly bodies as gendered: Luna is she, Sol is he, Venus is she, and so on. This usage is sometimes found in scientific writing on astronomy.

Read about examples of personification in scientific writing

Yet this type of poetic license seems unlikely to explain the language of the life cycles of stars, even if there are parallels between scientific and poetic or spiritual accounts,

Stars are celestial objects having their own life cycles. Stars are born, grow up, mature and eventually die. …The author employs inductive and deductive analysis of the verses of the Quran and the Hadith texts related with the life and death of stars. The results show that the life and death of the stars from Islamic and Modern astronomy has some similarities and differences.

Wahab, 2015

After all, the heavenly host of mythology comprised of immortals, if sometimes starting out as mortals subsequently given a kind of immorality by the Gods when being made into stars. Indeed the classical tradition supported by interpretation of Christian orthodoxy was that unlike the mundane things of earth, the heavens were not subject to change and decay – anything from the moon outwards was perfect and unchanging. (This notion was held onto by some long after it was established that comets with their varying paths were not atmospheric phenomena – indeed well into the twentieth century some young earth creationists were still insisting in the perfect, unchanging nature of the heavens. 7)

So, presumably, we need to look elsewhere to find how science adopted life cycles for stars.

A natural metaphor?

Earlier in this piece I asked readers to bear with me, and to join with me in making the familiar unfamiliar, to 'bracket' the familiar notion that we say starts are born, live and later die, and to problematise it. In one scientific sense stars cannot die – as they were never alive. Yet, I accept this seems a pretty natural metaphor to use. Or, at least, it seems a natural metaphor to those who are used to hearing and reading it. A science teacher may be familiar with the trope of stars being born, living, and dying – but how might a young learner, new to astronomical ideas, make sense of what was meant?

Now, there is a candidate project for anyone looking for a topic for a student research assignment: how would people who have never previously been exposed to this metaphor respond to the kinds of references I've discussed above? I would genuinely like to know what 'naive' people would make of this 8 – would they just 'get' the references immediately (appreciate in what sense stars are born, live, and die); or, would it seem a bizarre way of talking about stars? Given how readily people accept and take up anthropomorphic references to molecules and viruses and electrons and so forth, I find the question intriguing.

Read about anthropomorphism in science

What makes a star alive or dead?

Even if for the disciplinary experts the language of living stars and their life cycles has become a 'dead metaphor 'and is now taken (i.e., taken for granted) as technical terminology – the novice learner, or lay member of the public listening to a radio show, still has to make sense of what it means to say a star is born, or is alive, or is nearing the end of its life, or is dead.

The critical feature discussed by Professors Crawford, Rees and Sullivan concerns an equilibrium that allow a star to exist in a balance between the gravitational attraction of its component matter and the pressure generated through its nuclear reactions.

A star forms when material comes together under its mutual gravitational attraction – and as the material becomes denser it gets hotter. Eventually a sufficient density and temperature is reached such that there is 'ignition' – not in the sense of chemical combustion, but self-sustaining nuclear processes occur, generating heat. This point of ignition is the 'birth' of the star.

Fusion processes continue as long as there is sufficient fissionable material, the 'fuel' that 'feeds' the nuclear 'furnace' (initially hydrogen, but depending on the mass of the star there can be a series of reactions with products from one stage undergoing further fusion to form even heavier elements). The life time of the star is the length of time that such processes continue.

Eventually there will not be sufficient 'fuel' to maintain the level of 'burning' that is needed to allow the ball of material to avoid ('resist') gravitational collapse. There are various specific scenarios, but this is the 'death' of the star. It may be a supernova offering very visible 'death throes'.

The core that is left after this collapse is a 'dead' star, even if it is hot enough to continue being detectable for some time (just as it takes time for the body of a homeothermic animal that dies to cool to the ambient temperature).

It seems then that there is a kind of analogy at work here.

Organisms are alive as long as they continue to metabolise sufficiently in order to maintain their organisation in the face of the entropic tendency towards disintegration and dispersal.Stars are alive as long as they exhibit sufficient fusion processes to maintain them as balls of material that have much greater volumes, and lower densities than the gravitational forces on their component particles would otherwise lead to.

It is clearly an imperfect analogy.

Organisms base metabolism on a through-put of material to process (and in a sense 'harvest' energy sources).Stars do acquire new materials and eject some, but this is largely incidental and it is essentially the mass of fissionable material that originally comes together to initiate fusion which is 'harvested' as the energy source.
Organisms may die if they cannot access external food sources, but some die of built-in senescence and others (those that reproduce by dividing) are effectively immortal.

We (humans) die because the amazing self-constructing and self-repairing abilities of our bodies are not perfect, and somatic cells cannot divide indefinitely to replace no longer viable cells.
Stars 'die' because they run out of their inherent 'fuel'.

Stars die when the hydrogen that came together to form them has substantially been processed.

Read about analogy in science

One person's dead star is another person's living metaphor

So, do stars die? Yes, because astronomers (the experts on stars) say they do, and it seems they are not simply talking down to the rest of us. The birth and death of stars seems to be based on an analogy: an analogy which is implicit in some of the detailed discussion of star life cycles. However, through the habitual use of this analogy, terms such as the birth, lifetimes, and death of stars have been adopted into mainstream astronomical discourse as unmarked (taken-for-granted) language such that to the uninitiated they are experienced as metaphors.

And these perspectival metaphors 9 become extended to describe stars that are considered young, old, dying, long dead, and so forth. These terms are used so readily, and so often without a perceived need for qualification or explanation, that we might consider them 'dead' metaphors within astronomical discourse – terms of metaphorical origin but now so habitually used that they have come to be literal (stars are born, they do have lifetimes, they do die). Yet for the uninitiated they are still 'living' metaphors, in the sense that the non-expert needs to work out what it means when a star is said to live or die.

There is a well recognised distinction between live and dead metaphors. But here we have dead-to-the-specialists metaphors that would surely seem to be non-literal to the uninitiated. These terms are not explained by experts as they are taken by them as literal, but they cannot be understood literally by the novice, for whom they are still metaphors requiring interpretation. That is, they are perspectival metaphors zombie words that may seem alive or dead (as figures of speech) according to audience, and so may be treated as dead in professional discourse, but may need to be made undead when used in communicating to the public.


Other aspects of the In Our Time discussion of 'The death of stars' are explored as The complicated social lives of stars: stealing, escaping, and blowing-off in space


Sources cited:
  • Strömberg, G. (1927). The Motions of Giant M Stars. The Astrophysical Journal, 65, 238.
  • Thorne, K. S. (1965). Gravitational Collapse and the Death of a Star. Science, 150(3704), 1671-1679. http://www.jstor.org.ezp.lib.cam.ac.uk/stable/1717408
  • Wahab, R. A. (2015). Life and death of stars: an analysis from Islamic and modern astronomy perspectives. International Proceedings of Economics Development and Research, 83, 89.

Notes

1 In this regard, but not in all regards. As I have suggested here before, the teacher usually has two advantages:

a) generally, a class has a limited spread in terms of the audience background: even a mixed ability class is usually from a single school year (grade level) whereas the public presentation may be addressing a mixed audience of all ages and levels of education.

b) usually a teacher knows the class, and so knows something about their starting points, and their interests


2 Some students do well in science tests and others less well.

If we say this is because

  • some learners are better science students than others
  • and settle for defining better science students as those who achieve good results in formal science tests (that is tests as currently administered, based on the present curriculum, taught in our usual way)

then we are simply 'explaining' the explicandum (i.e., some students do better on science tests that others) by a rephrasing of what is to be explained (some students are better science students: that is, they perform well in science tests!)

Read about tautology


3 Criterion (singular) as a living organism has to satisfy the entries in the list collectively. Each entry is of itself a necessary, but not sufficient, condition.


4 A simple misunderstanding is that animals respire but plants photosynthesise.

In a plant in a steady state, the rates of build-up and break down of sugars would be balanced. However, plants must photosynthesise more than they respire overall in order to to grow and ultimately to allow consumers to make use of them as food. (This needs to be seen at a system level – the plant is clearly not in any inherent sense photosynthesising to provide food for other organisms, but has evolved to be a suitable nutrition source as it transpires [no pun intended] that increases the fitness of plants within the wider ecosystem.)

A more subtle alternative conception is that plants photosynthesise during the day when they are illuminated by sunlight (fair enough) and then use the sugar produced to respire at night when the sun is not available as a source of energy. See, for example, 'Plants mainly respire at night because they are photosynthesising during the day'.

Actually cellular processes require continuous respiration (as even in the daytime sunlight cannot directly power cellular metabolism, only facilitate photosynthesis to produce the glucose that that can be oxidised in respiration).

Schematic reflection of the balance between how photosynthesis generates resources to allow respiration – typically a plant produces tissues that feed other organisms.
The area above the line represents energy from sunlight doing work in synthesising more complex substances. The area below the lines represents work done when the oxidation of those more complex substances provides the energy source for building and maintaining an organism's complex organisation of structure and processes (homoestasis).

5 Museum Victoria offers a pdf that can be downloaded and copied by teachers to teach about how "How the southern night sky is seen by the Boorong clan from north-west Victoria":

'Stories in the Stars – the night sky of the Boorong people' shows the constellations as recognised by this group, the names they were given, and the stories of the people and creatures represented.

(This is largely based on the nineteenth century reports made by William Edward Stanbridge of information given by Boorong informants – see 'Was the stellar burp really a sneeze?')

The illustration shown here is of 'Kulkunbulla' – a constellation that is considered in the U.K. to be only part of the constellation known here as Orion. (Constellations are not actual star groupings, but only what observers have perceived as stars seeming to be grouped together in the sky – the Boorong's mooting of constellations is no more right or wrong than that suggested in any other culture.)


6 The tradition was continued into modern times with the discovery of the planets that came to be named Neptune and Uranus after the Gods of the sea and sky respectively.


7 Creationism, per se, is simply the perspective or belief that the world (i.e., Universe) was created by some creator (God) and so creationism as such is not necessarily in conflict with scientific accounts. The theory of the big bang posits that time, space and matter had a beginning with an uncertain cause which could be seen as God (although some theorists such as Professor Roger Penrose develop theories which posit a sequence of universes that each give rise to the next and that could have infinite extent).

Read about science and religion

Young earth creationists, however, not only believe in a creator God (i.e., they are creationists), but one who created the World no more than about 10 thousand years ago (the earth is young!), rather than over 13 billion years ago. This is clearly highly inconsistent with a wide range of scientific findings and thinking. If the Young Earth Creationists are right, then either

  • a lot of very strongly evidenced science is very, very wrong
  • some natural laws (e.g. radioactive decay rates) that now seem fixed must have changed very substantially since the creation
  • the creator God went to a lot of trouble to set up the natural world to present a highly misleading account of its past history

8 I am not using the term naive here in a discourteous or demeaning way, but in a technical sense of someone who is meeting something for the first time.


9 That is, terms that will appear as metaphors from the perspective of the uninitiated, but now seem literal terms from the perspective of the specialist. We cannot simply say they are or are not metaphors, without asking 'for whom?'